Skip to Content

FAQs

1.When did the merger that formed KCG occur?
2.On what exchange is KCG listed?
3.What is the current number of shares outstanding of KCG common stock?
4.What is KCG’s CUSIP number?
5.What is KCG’s ISIN number?
6.What is KCG’s GICS code?
7.Who is KCG’s transfer agent?
8.Who is KCG’s independent public accountant?
9.Where can I find information on earnings announcements, investor presentations, etc.?
10.What are KCG’s financial reporting segments?
11.Where can I find information on KCG trade volumes?
12.When does KCG’s fiscal year end?
13.Does KCG pay a dividend on common stock?
14.Does KCG have a stock repurchase program?
15.Where can I find information on KCG’s debt?
16.Where can I find regulatory filings with the SEC?
17.When is KCG’s annual meeting of stockholders?
18.Where can I find information on KCG’s management?
19.Where can I find information on KCG’s Board of Directors?
20.What are KCG’s broker dealers?
21.Who can I speak with if I have additional questions?
1.When did the merger that formed KCG occur?
 The merger between GETCO Holding Company, LLC (GETCO) and Knight Capital Group, Inc.(Knight) was completed on July 1, 2013. As a result of the merger, KCG Holdings, Inc. became the new public parent company of GETCO and Knight.

2.On what exchange is KCG listed?
 KCG Holdings, Inc. is listed on the New York Stock Exchange under the ticker symbol KCG.

3.What is the current number of shares outstanding of KCG common stock?
 For the current number of shares outstanding of KCG common stock, please go to Stock Information.

4.What is KCG’s CUSIP number?
 KCG’s CUSIP number is 48244B 100.

5.What is KCG’s ISIN number?
 KCG’s ISIN number is US48244B 1008.

6.What is KCG’s GICS code?
 Under the Global Industry Classification Standards (GICS), within the Financials sector, KCG is grouped in the Investment Banking and Brokerage sub-industry, which corresponds to code number 40203020.

7.Who is KCG’s transfer agent?
 KCG’s transfer agent is Computershare Limited. For general inquiries, please dial + 1 800 736 3001 from the U.S. or + 1 781 575 3100 from outside the U.S.

8.Who is KCG’s independent public accountant?
 KCG’s independent public accountant is PricewaterhouseCoopers LLP. PwC previously served as Knight’s independent public accountant since 1995.

9.Where can I find information on earnings announcements, investor presentations, etc.?
 For a schedule of upcoming events as well as archived conference calls, decks and webcasts pertaining to KCG Holdings, Inc., please go to Events.

10.What are KCG’s financial reporting segments?
  KCG maintains three financial reporting segments.

The Market Making segment principally consists of market making in the cash, futures and options markets across global equities, fixed income, foreign currencies and commodities. As a market maker, KCG commits capital on a principal basis by offering to buy securities from, or sell securities to, broker dealers, banks and institutions. Principal trading in the Market Making segment primarily consists of direct-to-client and non-client exchange-based electronic market making.

The Global Execution Services segment comprises agency execution services and trading venues, offering trading in global equities, futures, options, foreign exchange, fixed income and futures. KCG generally earns commissions as an agent between principals to transactions that are executed within this segment, however, the Company will commit capital on behalf of clients as needed.

The Corporate and Other segment contains strategic investments in financial sector concerns and corporate overhead expenses including as well as all other income and expenses not attributable to the other segments. The Corporate and Other segment also contains functions that support the Company’s other segments such as self-clearing services, including stock lending activities.

11.Where can I find information on KCG trade volumes?
 KCG reports trade volumes each month for Market Making and select products and services. For the latest figures plus historical data, please go to Liquidity.

12.When does KCG’s fiscal year end?
 KCG’s fiscal year ends at December 31st.

13.Does KCG pay a dividend on common stock?
 KCG does not pay a dividend at this time.

14.Does KCG have a stock repurchase program?
 KCG’s Board of Directors approved an initial program to repurchase up to a total of $150 million in shares of the Company's outstanding Class A Common Stock and warrants to purchase shares of Common Stock, subject to compliance with the covenants contained in the Company's debt indenture. The timing and amount of repurchase transactions will be based on market conditions, share price, legal requirements and other factors. The program has no expiration date and may be suspended, modified or discontinued at any time without prior notice. Updates on repurchase activity under the program are contained in quarterly earnings press releases, which are available at Press Releases.

15.Where can I find information on KCG’s debt?
 For more information on KCG’s debt, please go to SEC Filings and click on the FORM 8-K dated March 16, 2015.

16.Where can I find regulatory filings with the SEC?
 For all regulatory filings pertaining to KCG Holdings, Inc., please go to SEC Filings. You may also access SEC filings at www.sec.gov for KCG Holdings, Inc. under CIK number 0001569391.

17.When is KCG’s annual meeting of stockholders?
  The next KCG annual meeting of stockholders is scheduled to take place in May 2015.

18.Where can I find information on KCG’s management?
 For the members of KCG’s Management Committee, please go to Management.

19.Where can I find information on KCG’s Board of Directors?
 For the members of KCG’s Board of Directors as well as corporate governance structure, please go to Board of Directors.

20.What are KCG’s broker dealers?
 KCG’s primary broker dealers are KCG Americas LLC in the U.S. and KCG Europe Limited in the U.K. and European Union. For disclosures pertaining to each broker dealer, please go to Global Disclosures.

21.Who can I speak with if I have additional questions?
 For additional information related to KCG securities and financial results, please contact Jonathan Mairs at 646-682-6403 or jmairs@kcg.com.

Printer Friendly Version Print PageE-mail this page E-mail PageRSS RSS Feeds

Share Page

X
E-mail Alerts Receive E-mail AlertsView contacts Media Contact